SEC Rule 11Ac1-6

SEC-Required Disclosure: Report on Routing of Customer Orders

Rule (11Ac1-6) requires firms to make publicly available, quarterly reports on the firm’s order routing practices. The report provides information on the routing of “non-directed orders” which is any order that the client has not specifically instructed to be routed to a particular venue for execution. Currently all Wynston Hill’s orders are routed through its clearing firm, RBC Correspondent Services.

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