New Account-Other Countries 

Please Use Your User Name and Password to Finish an Application

Wynston Hill Capital LLC will review all new accounts established for investor suitability purposes prior to making recommendations      for investments. Suitability will consider investor's age, experience in financial instruments, liquidity needs, both short term and long terms goals. Suitable recommendations will be based on investor objectives and appropriate investment strategies. 

What You Need - Application

 

You will need to provide the following information in the application:

 

Individual 

Trust 

Everything in the individual column plus the following:

Joint

Trustees and Beneficiaries:

  • Name;

  • Residential Address (if individual);

  • Principle Place of Business

  • Address (if entity);

  • Date of Birth;

  • Social Security Number or ID number if not US citizen.

  • Social Security Number (SSN) or proof of ID number if not US citizen;

  • Your employer name, address and phone number;

  • Bank or 3rd party broker account numbers for funding purposes, plus routing number for check deposits.

Entity Trustees:

  • Tax ID;

  • Exchange and Symbol (For any Entity Trustee or Beneficiary that is publicly traded);

  • Name, Address and Social Security Numbers of Individual Beneficiaries;

  • % of ownership per beneficiary;

  • Between 1 and 5 Settlors/Grantors and the name of each individual or entity Settlor/Grantor.

For Both Account Holders:

  • Name;

  • Address;

  • Date of Birth;

  • Social Security Number;

  • Employer;

  • Employer Address;

  • Bank or 3rd party broker account numbers for funding purposes, plus routing number for check deposits.

Trusts:

  • Type of Trust;

  • Date the trust was established;

  • Tax or govt-issued ID number.

What You Need – Documents (All Other Individual and Joint Applications)

In addition to the information that you will need to complete the application, you will be asked to provide the documents listed below.

Non-US Residents

Document Category

Proof of your identity and date of birth
The document must include your name, date of birth and a photograph and clearly state the identification number that you provided in your application.

Proof of your address
The document must clearly list the customer name and the address being verified.

Acceptable Documents (only one document per category is needed)

  • Passport;

  • National Identity Card;

  • Driver's License;

  • Alien Identification Card.

  • Proof of your address
    The document must clearly list the customer name and the address being verified.

  • Mortgage Statement, Deed or Other Evidence of Property;

  • Current Lease;

  • Utility Bill (less than 12 months old);

  • Current Driver’s License

  • But if you used driver’s license as proof of identity, then we are required to obtain a second, different document for proof of address (i.e., driver’s license cannot be used again);

  • Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank on Bank Letterhead Confirming Address

  • Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org);

  • Statement must be less than 12 months old;

  • Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer

  • Customer must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org);

  • Statement must be less than 12 months old;

  • Current Homeowner’s or Renter’s Policy Documents or Riders

  • Policy must be currently in effect;

  • Bill for Homeowner’s or Renter’s Insurance Policy (less than 12 months old);

  • Security System Bill/Statement (less than 12 months old); or

  • Government-Issued Letters or Statements Establishing Current Address (less than 12 months old). For example:

  • Tax Letters and notices;

  • Letters or notices from government housing authorities;

  • Jury duty notices;

  • Voter registration notices;

  • Other official government letters or notices showing customer name and address being verified.

What You Need – Documents (Foreign Trust Applicants)

In addition to the information that you will need to complete the application, you will be asked to provide the documents listed below.

Documentation Required for Foreign Trust Applicants

If you are applying for a foreign trust account, you should submit:

Document Category

Acceptable Documents (only one document per category is needed)

Proof of Trustee Certification

  • Proof of Trustee Certification

  • The document should include the pages that contain at least following:

Copies of pages of the Trust Document

  • The full name of the trust;

  • The name(s) of each grantor;

  • The name(s) of each trustee;

  • Each signature page(s).

If the Trustee is an Individual:

The document should be a valid document that clearly states the name and DOB, and is not in an editable format.

  • Passport

  • Driver's License

  • National ID Card

  • Other Government-Issued ID Card (i.e. US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.)

If the Trustee is an Entity:

The document must be a valid, final version that clearly states the name of the firm, and is not in an editable format.

Proof of ID for Trustee or Proof of Existence for Trustee (Required ONLY if Foreign Trust – Not Revocable)

  • Articles of incorporation;

  • Business License;

  • Certificate of Good Standing from the Jurisdiction of Incorporation;

  • Company Charter;

  • Bylaws;

  • Operating Agreement, Partnership Agreement, or LLC Agreement

The document should clearly state the name and address, and is not in an editable format.

Proof of Trustee Address (Required ONLY if Foreign Trust – Not Revocable)

  • Mortgage Statement*

  • Deed

  • Other Evidence of Property

  • Current Lease (Fully-Executed Copy)

  • Utility Bill*

  • Driver's License

  • Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank on Bank Letterhead Confirming Address*

  • Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org);

  • Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer*

  • Customer must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org);

  • Current Homeowner's or Renter's Policy Documents or Riders

  • Current Bill for Homeowner's or Renter's Insurance Policy*

  • Security System Bill/Statement*

  • Government-Issued Letters or Government-Issued Statements establishing current address. (i.e. Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices)

  • *Document should be less than 12 months old.

If the Grantor/Settlor is an Individual:

The document should be a valid document that clearly states the name and DOB, and is not in an editable format.

  • Passport

  • Driver's License

  • National ID Card

  • Other Government-Issued ID Card (i.e. US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.)

If the Grantor/Settlor is an Entity:

The document must be a valid, final version that clearly states the name of the firm, and is not in an editable format.

Proof of ID for Grantor/Settlor or Proof of Existence for Grantor/Settlor (Required ONLY if Foreign Trust – Revocable)

  • Articles of incorporation;

  • Business License;

  • Certificate of Good Standing from the Jurisdiction of Incorporation;

  • Company Charter;

  • Bylaws;

  • Operating Agreement, Partnership Agreement, or LLC Agreement

The document should clearly state the name and address, and is not in an editable format.

Proof of ID for Grantor/Settlor or Proof of Existence for Grantor/Settlor (Required ONLY if Foreign Trust – Revocable)

  • Mortgage Statement*

  • Deed

  • Other Evidence of Property

  • Current Lease (Fully-Executed Copy)

  • Utility Bill*

  • Driver's License

  • Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank on Bank Letterhead Confirming Address*

  • Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org);

  • Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer*

  • Customer must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org);

  • Current Homeowner's or Renter's Policy Documents or Riders

  • Current Bill for Homeowner's or Renter's Insurance Policy*

  • Security System Bill/Statement*

  • Government-Issued Letters or Government-Issued Statements establishing current address. (i.e. Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices)

  • *Document should be less than 12 months old.

What You Need - Funding

Funding Method

What You Need

Deposit Notifications: Notifications only and do not actually transfer money or positions. If you select one of these deposit methods, you are responsible for initiating the actual transfer of funds.

Wire Transfer

  • Amount of intended deposit;

  • Bank Name;

  • Bank Account Number (optional).

Bank ACH Transfer from Your Bank

  • Amount of intended deposit;

  • Bank Name.

Check

  • Amount of intended deposit;

  • Check Number;

  • Bank Routing Number;

  • Bank Account Number.

Online Bill Payment

  • Amount of intended deposit;

  • Bank Name.

Free of Payment (FOP)

  • Name of Third-Party Bank or Broker;

  • Third-Party Bank or Broker Account Number;

  • Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer;

  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;

  • CUSIP Number and Aggregate Face Value of each US Bond to transfer.

Instruct IB to contact your bank or broker to transfer funds and/or assets: If you select one of these methods, money and and/or positions are actually transferred.

Automatic Bank ACH Transfer

  • Bank Account Number;

  • Bank Account Type (Checking or Savings);

  • Bank's 9-digit routing number.

  • Automated Customer Account Transfer Service

  • Name of Third-Party Bank or Broker;

  • Third-Party Bank or Broker Account Number.

In addition, for partial ACATS transfers:

Automated Customer Account Transfer Service

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer;

  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;

  • CUSIP Number and Aggregate Face Value of each US Bond to transfer;

  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer.

  • Name of Third-Party Bank or Broker;

  • Third-Party Bank or Broker Account Number.

In addition, for partial ATON transfers:

Account Transfer on Notification (ATON)

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer;

  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;

  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer.

From your Interactive Brokers Account Application:

  • Interactive Brokers Account ID;

  • User Name;

  • Account Title;

  • Address;

  • Social Security Number or Tax ID Number on Account;

  • Email Address.

From the account to be transferred to your Interactive Brokers account:

US Futures Asset Transfer

  • Name of Brokerage Firm Currently Holding Your Account;

  • Address;

  • City/State/Zip;

  • Account Owner Name(s);

  • Account Number.

  • Description and quantity of each asset to be transferred.

In addition, for partial transfers:

From your Interactive Brokers Account Application:

  • Interactive Brokers Account ID;

  • User Name;

  • Account Title;

  • Account Type;

  • Address;

  • Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Interactive Brokers account:

US Futures Asset Transfer

  • Name of Bank/Brokerage Firm Currently Holding Your Account;

  • Address;

  • City/State/Zip;

  • Name of Contact Person at Bank/Broker;

  • Account Owner Name(s);

  • Account Number.

For partial transfers:

  • Symbol, Description, Quantity, and ISIN number of each asset to be transferred.

Asian Asset Transfer

  • Summary and country of origin/exchange of each asset to transfer.

Please Contact Us for Assistance on New Account Opening: